| Date
|
Circular No
|
Segments
|
Department
|
Title
|
|
24-May-2019
|
7694
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
24-May-2019
|
7693
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
24-May-2019
|
7692
|
All
|
Investigation
|
SEBI order in the matter of Non-Compliance with the Requirement of Minimum Public Shareholding by Listed Companies in respect of International Constructions Limited (ICL)
|
|
24-May-2019
|
7691
|
Currency Derivatives,Capital Market,Futures & Options
|
Clearing & Settlement
|
Payment of Interest on cash placed as margins in Equity Cash Segment, Equity Derivatives Segment and Currency Derivatives Segment
|
|
24-May-2019
|
7690
|
Capital Market
|
Surveillance
|
Additional Surveillance Margin on Trading Member for Order Spoofing
|
|
24-May-2019
|
7689
|
Capital Market
|
Trading
|
Trade for Trade - DCM Limited (DCM)
|
|
24-May-2019
|
7688
|
Capital Market
|
Listing
|
Shifting to “BZ” Series – K2 Systems Limited
|
|
23-May-2019
|
7687
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
23-May-2019
|
7686
|
All
|
Investigation
|
SEBI Order in the matter of Imtsons Investments Limited (IIL)
|
|
23-May-2019
|
7685
|
All
|
Investigation
|
SEBI Order in the matter of Unique Multi Foods Industries Limited (UMFIL)
|
|
23-May-2019
|
7684
|
All
|
Investigation
|
SEBI Order in the matter of Highbrow Market Research Private Limited (ways 2 Capital)
|
|
23-May-2019
|
7683
|
All
|
Inspection
|
Disciplinary actions for late/non submission of data towards Holding Statement
|
|
23-May-2019
|
7682
|
Capital Market
|
Trading
|
Trade for Trade - IIFL Holdings Limited (IIFL)
|
|
23-May-2019
|
7681
|
All
|
Investigation
|
SAT Order in respect of OPG Securities Private Limited
|
|
23-May-2019
|
7680
|
All
|
Investigation
|
SEBI order in the matter of Hahnemann Food Products Limited (HFPL)
|
|
23-May-2019
|
7679
|
Currency Derivatives,Capital Market,Futures & Options
|
Clearing & Settlement
|
Reporting of Trading Member-wise, client-wise Collateral details by Clearing Members.
|
|
22-May-2019
|
7678
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
22-May-2019
|
7677
|
Capital Market
|
Listing
|
Suspension of Trading
|
|
21-May-2019
|
7676
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
21-May-2019
|
7675
|
All
|
Membership
|
Public Notification for Surrender of Membership
|
|
20-May-2019
|
7674
|
All
|
Clearing & Settlement
|
Clarification on choice of Clearing Member
|
|
20-May-2019
|
7673
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
20-May-2019
|
7672
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
20-May-2019
|
7671
|
Capital Market
|
Listing
|
Name and Symbol change of Anubhav Industrial Resources Limited.
|
|
20-May-2019
|
7670
|
Capital Market
|
Listing
|
Corrigendum to the Notice of Listing of Securities of John Oakey & Mohan Limited.
|
|
18-May-2019
|
7669
|
All
|
Clearing & Settlement
|
Designated Clearing Corporation - Interoperability among Clearing Corporations
|
|
17-May-2019
|
7668
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
17-May-2019
|
7667
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
17-May-2019
|
7666
|
Capital Market
|
Listing
|
Trade to Trade Settlement
|
|
17-May-2019
|
7665
|
All
|
Investigation
|
SEBI Order in respect of Allied Financial Services Private Limited (AFSPL) and others
|
|
17-May-2019
|
7664
|
All
|
Inspection
|
Clarification on Interoperability among Clearing Corporations
|
|
17-May-2019
|
7663
|
All
|
Inspection
|
Submission of Internal Audit Report for the Half Year ended March 31, 2019.
|
|
16-May-2019
|
7662
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
16-May-2019
|
7661
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
15-May-2019
|
7660
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
15-May-2019
|
7659
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
15-May-2019
|
7658
|
Futures & Options
|
Clearing & Settlement
|
EDS Settlement Schedule for June 2019
|
|
15-May-2019
|
7657
|
Capital Market
|
Clearing & Settlement
|
ECM Settlement Schedule for June 2019
|
|
15-May-2019
|
7656
|
Debt Market
|
Clearing & Settlement
|
DMS Settlement Schedule for June 2019
|
|
15-May-2019
|
7655
|
Currency Derivatives
|
Clearing & Settlement
|
CDS Settlement Schedule for June 2019
|
|
15-May-2019
|
7654
|
All
|
Investigation
|
SEBI Order in the matter of ESBI Infrastructure Company Limited and its Directors/Promoters
|
|
14-May-2019
|
7653
|
All
|
Investigation
|
SEBI Order in the matter of Turbotech Engineering Ltd
|
|
14-May-2019
|
7652
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
14-May-2019
|
7651
|
All
|
Membership
|
Submission of Members Indemnity Insurance Policy 2019-20
|
|
13-May-2019
|
7650
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
13-May-2019
|
7649
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
13-May-2019
|
7648
|
All
|
Investigation
|
SEBI Order in the matter of Ritman Infra Limited(RIL)
|
|
13-May-2019
|
7647
|
All
|
Investigation
|
SAT order in respect of Rajeev Singh Rajput in the matter of Global Mount Money Research and Advisory Private Limited and others
|
|
10-May-2019
|
7646
|
Capital Market
|
Surveillance
|
List of security under Stage I of Graded Surveillance Measure (GSM)
|
|
10-May-2019
|
7645
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
10-May-2019
|
7644
|
Capital Market
|
Listing
|
Suspension of Trading for non-compliance – ‘Fiber Plus Industries Limited’
|
|
09-May-2019
|
7643
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
09-May-2019
|
7642
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
09-May-2019
|
7641
|
All
|
Investigation
|
Complaint of illegal deposit raising activities by Crecer Financial Services Private Limited and related entities
|
|
09-May-2019
|
7640
|
Capital Market
|
Trading
|
Change in Series - Neogen Chemicals Limited (NEOGEN)
|
|
09-May-2019
|
7639
|
All
|
Membership
|
Surrender of Membership
|
|
08-May-2019
|
7638
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
08-May-2019
|
7637
|
Capital Market
|
Trading
|
Change in Series - Prakash Industries Limited (PRAKASH)
|
|
08-May-2019
|
7636
|
All
|
Membership
|
Declaration as Defaulter and Expulsion of M/s. Guiness Securities Limited
|
|
08-May-2019
|
7635
|
Capital Market
|
Listing
|
Change in ISIN of Rakan Steels Limited
|
|
08-May-2019
|
7634
|
All
|
Investigation
|
SAT order in respect of OPG Securities Private Limited
|
|
08-May-2019
|
7633
|
All
|
Investigation
|
SAT Order in respect of Way2wealth Brokers Private Limited and GKN Securities
|
|
08-May-2019
|
7632
|
All
|
Investigation
|
Corrigendum to the SEBI order in the matter of Jaybharat Textiles And Real Estate Limited and KSL and Industries Limited.
|
|
07-May-2019
|
7631
|
Capital Market
|
Listing
|
Admission of Securities of Neogen Chemicals Limited under “Permitted To Trade” Category
|
|
07-May-2019
|
7630
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
07-May-2019
|
7629
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
07-May-2019
|
7628
|
All
|
Investigation
|
SEBI Order in respect of Man Singh Verma in the matter of Shri Ram Real Estate and Business Solution Limited(SRREBSL)
|
|
07-May-2019
|
7627
|
Capital Market
|
Listing
|
Sub-division of Equity Shares of Rakan Steels Limited
|
|
06-May-2019
|
7626
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
06-May-2019
|
7625
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
06-May-2019
|
7624
|
Capital Market
|
Surveillance
|
Trade To Trade Settlement
|
|
06-May-2019
|
7623
|
All
|
Investigation
|
SAT order In the matter of Grandma Trading and Agencies Limited
|
|
06-May-2019
|
7622
|
Capital Market
|
Listing
|
Listing of Securities of Mishtann Foods Limited on the Exchange.
|
|
03-May-2019
|
7621
|
All
|
Investigation
|
Addendum to SEBI order in the matter of Dark Fibre Leased Line connectivity allowed to certain Stock Brokers by National Stock Exchange Limited (NSE)
|
|
03-May-2019
|
7620
|
Capital Market
|
Trading
|
File Format for Capital Market Segment (Version 11.3.5.9) Post Interoperability Framework among Clearing Corporations
|
|
03-May-2019
|
7619
|
Futures & Options
|
Trading
|
File Format for Equity Derivatives Segment (Version 1.14.1.0) Post Interoperability Framework among Clearing Corporations
|
|
03-May-2019
|
7618
|
Currency Derivatives
|
Trading
|
File Format for Currency Derivatives Segment (Version 1.9.19) Post Interoperability Framework among Clearing Corporations
|
|
03-May-2019
|
7617
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
03-May-2019
|
7616
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
03-May-2019
|
7615
|
All
|
Clearing & Settlement
|
Interoperability among Clearing Corporations – Guidelines and File Formats
|
|
03-May-2019
|
7614
|
Capital Market
|
Trading
|
No Change in Series - Prakash Industries Limited (PRAKASH)
|
|
03-May-2019
|
7613
|
All
|
Investigation
|
Addendum to SEBI Order in the matter of OPG Securities Private Limited
|
|
03-May-2019
|
7612
|
Capital Market,Futures & Options
|
Membership
|
Surrender of Membership
|
|
03-May-2019
|
7611
|
All
|
Membership
|
Public Notification for Surrender of Membership
|
|
03-May-2019
|
7610
|
All
|
Investigation
|
SAT order in the matter of trading in Mentha Oil Contracts at Multi Commodity Exchange of India
|
|
02-May-2019
|
7609
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
02-May-2019
|
7608
|
Futures & Options
|
Surveillance
|
Revised MWPL, TM, FIIFPI limits for IDEA
|
|
02-May-2019
|
7606
|
Debt Market
|
Clearing & Settlement
|
List of Approved Securities_DMS
|
|
02-May-2019
|
7605
|
Futures & Options
|
Clearing & Settlement
|
List of Approved Securities_EDS
|
|
02-May-2019
|
7604
|
Capital Market
|
Clearing & Settlement
|
List of Approved Securities_ECM
|
|
02-May-2019
|
7603
|
Currency Derivatives
|
Clearing & Settlement
|
List of Approved Securities_CDS
|
|
02-May-2019
|
7602
|
All
|
Investigation
|
SEBI order in the matter of Dark Fibre/ Leased Line connectivity allowed to certain Stock Brokers by National Stock Exchange Limited (NSE)
|
|
02-May-2019
|
7601
|
All
|
Investigation
|
SEBI order in the matter of OPG Securities Private Limited
|
|
02-May-2019
|
7600
|
All
|
Investigation
|
SEBI order in case of National Stock Exchange of India Limited (NSE) Co-location
|